Tag: Financial Services Regulatory Authority of Ontario
Embattled London financial advisor stripped of licence to sell insurance
Ontario’s financial regulator has revoked the licence of a London financial advisor accused of defrauding clients of more than $2 million
London brokerage, former president fined $82.5K for ‘dishonest’ deals
Ontarioâs financial services watchdog has fined a well-known London mortgage brokerage $75,000 and its former president $7,500 and suspended his licence for a year following a two-year probe.